Guides
5 articles
Nasdaq Initial Listing Requirements Explained, Tier by Tier
Nasdaq initial listing requirements for the Capital, Global and Global Select Markets: equity, float, holders, price, market makers, governance and fees.
Nasdaq vs. NYSE: Advantages of Listing on Each Exchange
Nasdaq vs NYSE compared for issuers: entry standards, market structure, governance rules, fees and process, so a company can judge which exchange listing fits.
Stock Exchange Direct Listing Rules at Nasdaq and the NYSE
How a stock exchange direct listing works, and what Nasdaq and the NYSE require: valuations, price and float tests, opening auctions and SEC registration.
The Listing Process: From Application to First Trade
A step-by-step guide to the exchange listing process: eligibility review, application, staff review, SEC registration, approval and the first day of trading.
NYSE Listing Standards Explained for Domestic Companies
NYSE listing standards explained: the distribution, market value, price and financial tests in Section 102.01 of the Listed Company Manual, plus governance.