NASDAQ
14 articles
FuelCell Energy Suit Shows the Stakes of a NASDAQ Listing
A Rosen Law Firm notice on FuelCell Energy (NASDAQ: FCEL) shows how a NASDAQ listing exposes issuers to investor litigation. Key dates and what to watch next.
Nasdaq Initial Listing Requirements Explained, Tier by Tier
Nasdaq initial listing requirements for the Capital, Global and Global Select Markets: equity, float, holders, price, market makers, governance and fees.
Freshworks Joins S&P SmallCap 600 After Its NASDAQ Listing
Freshworks (NASD: FRSH) will replace BioLife Solutions in the S&P SmallCap 600 on Oct. 8, as Repligen acquires BioLife. Here is what changes and what to watch.
Nasdaq vs. NYSE: Advantages of Listing on Each Exchange
Nasdaq vs NYSE compared for issuers: entry standards, market structure, governance rules, fees and process, so a company can judge which exchange listing fits.
Stock Exchange Direct Listing Rules at Nasdaq and the NYSE
How a stock exchange direct listing works, and what Nasdaq and the NYSE require: valuations, price and float tests, opening auctions and SEC registration.
GSTX Moves to OTCQB, Naming a Nasdaq Initial Listing as the Goal
Graphene & Solar Technologies began trading on the OTCQB on Sept. 15 and calls it a step toward a possible Nasdaq listing, with a $40 million note offering.
The Listing Process: From Application to First Trade
A step-by-step guide to the exchange listing process: eligibility review, application, staff review, SEC registration, approval and the first day of trading.
Stewards Wins Nasdaq Capital Market Approval, Trading Sept. 10
Stewards, Inc. says Nasdaq approved its listing on the Nasdaq Capital Market, with trading to start Sept. 10 under SWRD and no concurrent public offering.
Nasdaq Initial Listing Path Outlined on RMTG Investor Call
Regenerative Medical Technology Group told investors the road to Nasdaq runs through equity, price and float tests and declined to promise a timeline.
First Northern Credits Nasdaq Listing for Higher Trading Volume
First Northern Community Bancorp says its April 24 Nasdaq Capital Market move and Russell 3000 addition lifted liquidity, though Q2 net income fell to $4.7M.
SEC Approves $5 Million Floor in Nasdaq Listing Requirements
On July 22, 2026, the SEC approved Nasdaq's $5 million market value continued listing rule, with delisting after 30 business days below the threshold.
New Exchange Listing Rules Let Nasdaq Delist on Manipulation Signals
On June 3, 2026, the SEC approved Nasdaq IM-5101-4, letting the exchange delist securities tied to manipulation and SEC trading suspensions, case by case.
SEC Approves Tougher Nasdaq Listing Requirements for China-Based Firms
The SEC approved Nasdaq Rule 5210(l) on May 14, 2026, setting a $25 million floor for China-based IPOs and limiting their direct listings to Global Select.
Nasdaq Initial Listing Bar Rises for SPACs Under April Rule Filing
Nasdaq's SR-NASDAQ-2026-033 raised initial listing thresholds for SPACs on its Global and Capital Markets, citing warrant accounting and parity with NYSE.